House Bill 379 Securities

Bill Introduced

2025 Regular

Bill Summary

Revises circumstances under which securities transactions are exempt from registration requirements; revises filing requirements for securities issuers under Florida Invest Local Exemption law; revises requirements for securities registration applications; revises list of individuals who must submit fingerprints for live-scan processing for registration applications; revises written assurances requirements that merger & acquisition brokers must receive from certain control persons; revises circumstances under which merger & acquisition brokers are not exempt from specified securities registration; revises circumstances under which person is eligible for payment from Securities Guaranty Fund.

Subject

Some type of bill category

Sponsors

Barnaby

Last Action

Added to Insurance & Banking Subcommittee agenda on (3/3/2025)

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